Company background
We are applying for the Dubai’s VARA VASP license (Advisory & Broker-Dealer).
We are looking for a local compliance personnel who will set up the compliance department and
the compliance framework for the company.
Job descriptions
- Ensure the policies, procedures, systems and controls (AML and regulatory compliance) are adequate and effective;
- Provide compliance and AML advice relating to local regulations.
- Review regular reports (regulatory, AML and data protection) to be submitted to the regulator;
- Ensure periodic monitoring of systems and controls is in place for determining adequacy and effectiveness;
- Ensure all employees, including senior management, are properly and adequately trained in respect of their understanding and compliance with all applicable laws and regulatory requirements;
- assess emerging issues and risks;
- ensure appropriate actions are taken in response to deficiencies compliance and/or non-compliance with any applicable laws or regulatory requirements;
- proper records are maintained and the reliability of the information are contained in such records in accordance with applicable requirements;
- report compliance activities and compliance audits to the Board or senior management
- to be appointed as the Data Protection Officer
Requirements
- a Bachelor's degree in business, finance, economics or law (a master degree preferred)
- 5+ years of compliance experience in financial services of which at least 2 years in fintech (relevant local regulatory experience (Dubai Advisory & Broker-Dealer) is bonus)
- a strong background in crypto-specific regulations
- Data protection practice and related certificates (training program)
- Key skills include deep regulatory knowledge, analytical ability, leadership, and strong communication. Certifications like CAMS are highly desirable.
- Local residency is required
