We are seeking a proactive and commercially minded Compliance Officer with DFSA regulatory experience and exposure to innovative or technology-driven environments (e.g., fintech, digital assets, regtech, or startup ecosystems).

This role will play a key part in ensuring regulatory compliance while supporting business growth and innovation within a dynamic and evolving regulatory landscape.

Key Responsibilities

Regulatory Compliance & Advisory
Ensure adherence to DFSA rules, regulations, and guidance
Provide day-to-day compliance advice to internal stakeholders
Interpret regulatory requirements and translate them into practical business processes
Policy & Framework Development
Develop, implement, and maintain compliance policies and procedures
Support enhancement of compliance frameworks in line with evolving DFSA expectations
Monitoring & Reporting
Conduct compliance monitoring reviews and risk assessments
Prepare internal reports and regulatory submissions where required
Assist with DFSA audits, inspections, and ongoing supervisory interactions
Financial Crime Compliance
Support AML/CFT frameworks including KYC, onboarding, and transaction monitoring
Assist with SAR reporting and financial crime risk assessments
Innovation & Product Support
Partner with product and technology teams to ensure compliant product design
Advise on regulatory implications of new products, services, or business models
Contribute to regulatory strategy in emerging areas (e.g., fintech, digital assets)
Training & Awareness
Deliver compliance training to staff
Promote a strong compliance culture across the organisation

Requirements

Experience
3–5 years of compliance experience within DFSA-regulated entities
Background in fintech, innovation-driven firms, or high-growth environments preferred
Knowledge
Strong understanding of DFSA rulebook, AML/CFT regulations, and compliance frameworks
Familiarity with innovation sectors (fintech, digital banking, regtech, crypto/digital assets) is highly desirable
Skills
Strong analytical and problem-solving abilities
Ability to balance regulatory requirements with commercial objectives
Excellent stakeholder management and communication skills
Comfortable working in fast-paced, evolving environments
Qualifications
Bachelor’s degree in Law, Finance, Business, or related field
Relevant certifications (e.g., ICA, ACAMS) are advantageous

Marlin Selection Recruitment

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