Company background

We are applying for the Dubai’s VARA VASP license (Advisory & Broker-Dealer).

We are looking for a local compliance personnel who will set up the compliance department and

the compliance framework for the company.

Job descriptions

Ensure the policies, procedures, systems and controls (AML and regulatory compliance) are adequate and effective;
Provide compliance and AML advice relating to local regulations.
Review regular reports (regulatory, AML and data protection) to be submitted to the regulator;
Ensure periodic monitoring of systems and controls is in place for determining adequacy and effectiveness;
Ensure all employees, including senior management, are properly and adequately trained in respect of their understanding and compliance with all applicable laws and regulatory requirements;
assess emerging issues and risks;
ensure appropriate actions are taken in response to deficiencies compliance and/or non-compliance with any applicable laws or regulatory requirements;
proper records are maintained and the reliability of the information are contained in such records in accordance with applicable requirements;
report compliance activities and compliance audits to the Board or senior management
to be appointed as the Data Protection Officer

Requirements

a Bachelor's degree in business, finance, economics or law (a master degree preferred)
5+ years of compliance experience in financial services of which at least 2 years in fintech (relevant local regulatory experience (Dubai Advisory & Broker-Dealer) is bonus)
a strong background in crypto-specific regulations
Data protection practice and related certificates (training program)
Key skills include deep regulatory knowledge, analytical ability, leadership, and strong communication. Certifications like CAMS are highly desirable.
Local residency is required

HTX

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