Responsibility

1.Support the MLRO to oversee the AML/CTF matters of Gate Dubai to ensure compliance with all applicable laws and regulations.

2.Act as one of the key points of contact with regulators, and other relevant government bodies, as designated by the MLRO/CCO.

3.Provide pragmatic compliance advice to business units and product teams on regulatory requirements and solutions to meet regulatory standards.

4.Prepare and continuously update AML/CTF policies of Gate Dubai, as designated by the MLRO.

5.Design and implement AML/CTF controls, covering client onboarding, trade surveillance, transaction monitoring, travel rule obligations, and other matters as required, as designated by the MLRO.

6.Participate in the drafting of monthly MLRO reports to senior management and inform relevant stakeholders on the latest AML/CTF trends.

7.Supervise the account opening function and lead compliance monitoring programme, as designated by the MLROCollaborate with Group Legal & Compliance Team on ad-hoc global projects.

Requirements

1.7+ years of experience in compliance, legal, or risk management in financial institutions with at least 2 years of experience taking up positions as MLRO or Chief Compliance Officer.

2.At least 2 years of experience with trade surveillance, experience working with market surveillance systems such as Solidus is an advantageExperience with digital assets is a must.

3.Deep understanding of the AML/CTF legal and regulatory requirements.Collaborative mindset with the ability to work effectively in an international teamExperience with compliance and blockchain analytics monitoring tools (e.g. Chainalysis, Elliptic, SumSub) is a plus.

4.Ability to speak an additional language (especially Mandarin) is a significant advantage

Gate jobs

Deputy MLRO/CCO

Deputy MLRO/CCO