Compliance Associate
DUTIES & RESPONSIBILIES:
SUCCESS FACTORS
Success in this role requires the ability to,
- perform well under pressure and demonstrate strong written and verbal communication skills;
- proactively identify and implement opportunities to enhance productivity through process optimization and technological advancements;
- use artificial intelligence (AI) tools to enhance productivity;
- collaborate effectively with internal stakeholders, including Institutional Coverage, Sales, Business Operations, Product, Engineering, Group Compliance, and Legal teams;
- serve as an active member of FalconX’s global compliance network, making significant contributions to the overall success of the Compliance program; and
- adapt to shifting priorities and provide extended coverage, including for colleagues during absences or holidays.
Finally, given that FalconX is part of an international group operating under a follow-the-sun model, a key success factor for this role is the ability to demonstrate flexibility in the working hours as needed to support global operations and ensure seamless collaboration across different time zones.
REQUIRED SKILL
The Company is committed to providing ongoing training through both on-the-job learning and traditional programme-based training. The incumbent is expected to have,
- 1 to 4 years of experience in a compliance, ideally within a crypto asset service provider, a financial institution, a consultancy firm, or regulatory body;
- familiarity with the operations of the crypto, investment, or banking sectors will be considered an advantage;
- relevant qualification in financial services or compliance is required;
- strong verbal and written communication skills, sound judgment, and analytical abilities;
- follow-up skills and the ability to communicate clearly and promptly are essential;
- team player skills with a genuine interest in digital assets and blockchain technology; and
- enthusiasm for continuous learning and a willingness to explore new frontiers in technology and compliance.
REPORTING STRUCTURE
The Compliance Associate reports to the Chief Compliance Officer but also provides direct support and collaboration to the leads within both the Financial Crime Compliance and Regulatory Compliance functions. The Compliance Associate forms part of the structure as indicated below:
